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Back 31 Mar 2025

Regulators flag serious compliance issues at Australian Exchange ​  

Summary: Australia’s markets regulator and central bank identified serious compliance issues at ASX related to trade settlement, specifically concerning the speed and nature of remediation actions following a December incident. The regulators directed ASX to engage an expert to review its settlement system and lowered their assessment of ASX Clear and ASX Settlement compliance.

Link: https://www.businesstimes.com.sg/international/regulators-flag-serious-compliance-issues-australian-exchange